Chapter 7 -
Complaints and Appeals
Introduction
Complaints [Sections 59 to 66]
Who May Make a Complaint Under FIPPA
How and When a Complaint May Be Made
Investigation of a Complaint by the Ombudsman
Ombudsman's Report About a Complaint
Response of the Head of the Public Body
to the Ombudsman's Report
Appeals to Court [Sections 67 to
74]
Who May Appeal to the Court and What Decisions May
Be Appealed
When and How an Appeal is Commenced
The Hearing of the Appeal
Court May Order Production of Records for Examination
Powers of the Court on Appeal
Introduction
A fundamental right under FIPPA is the right to complain to
the Manitoba Ombudsman about the decisions of public bodies
respecting:
- requests for access to records under Part 2 of
FIPPA; and
- the collection, use or disclosure of personal information
under FIPPA.
The complaint process is set out in Part 5 of FIPPA.
The Personal Health Information Act contains similar
rights to complain to the Ombudsman about decisions of trustees
(including public bodies) respecting access to and the collection, use or
disclosure of personal health information (Part 5 of The Personal
Health Information Act).
FIPPA also provides that:
- a person who has been refused access to a record or
part of a record under Part 2 of FIPPA; or
- a third party who has been notified under section 33 of a
decision by the head of a public body to give access to a record
containing information about the third party under Part 2 of FIPPA;
may appeal the decision to the Manitoba Court of Queens
Bench, if the person has first made a complaint to the Ombudsman and the Ombudsman
has provided a report.
Similarly, where a trustee (including a public body)
has refused to give an individual access to his or her personal health information
under The Personal Health Information Act, the individual has the right to appeal
this refusal to the Manitoba Court of Queens Bench if the person has first made a
complaint to the Ombudsman and the Ombudsman has
provided a report (see sections 49 to 56 of The Personal Health Information Act).
Complaints
[Sections 59 to 66]
The right to an independent review of the decisions and
actions of public bodies under FIPPA is fundamental to guaranteeing freedom
of information and protection of personal information. The right to complain
to the Manitoba Ombudsman under Part 5 of FIPPA (sections 59 to 66) about
the decisions of public bodies relating to access to records
and about the collection, use and disclosure of personal information by public
bodies helps ensure that the purposes of FIPPA, as set out in section 2 of the Act,
are achieved.
Who May Make a Complaint Under FIPPA
Complaints about access to records
(i) A person who has made a request to a public body
for access to a record under Part 2 of FIPPA may make a complaint to the Ombudsman
about any decision, act or failure to act of the head of the public
body that relates to the request (subsection 59(1)). This can include complaints
about:
- an extension of the time period for responding to
a request for access to a record under subsection 15(1);
- a refusal to give access to all or part of a record
on the ground that information in it is excepted from disclosure;
- a refusal to give access to a record on the
ground that the record does not exist;
- a refusal to confirm or deny the existence of a record
under subsection 12(2);
- the fees charged for access;
- a failure to respond to a request for access; etc.
(ii) A third party who is given notice under
section 33 of FIPPA of a decision by the head of a public body to
give access to a record containing information affecting the third
partys privacy or business interests may make a complaint about the
decision to give access (subsection 59(2)).
Complaints about a
refusal to correct a record
A person who has made a request to a public body
for access to a record under Part 2 of FIPPA may make a complaint to the Ombudsman
about a refusal by the head of the public body to correct
the record under section 39 of FIPPA (subsection 59(1)).
Complaints about
collection, use or disclosure of personal information
(i) An individual who believes that his or her own personal
information has been collected, used or disclosed in violation of Part 3 of FIPPA
may make a complaint to the Ombudsman (subsection 59(3)).
(ii) A relative of a deceased individual may make a complaint
about the decision of the head of a public body not to disclose personal
information about the deceased individual under clause 44(1)(z) of FIPPA
(subsection 59(4)).
Complaints initiated by
the Ombudsman
The Ombudsman may initiate a complaint
respecting any matter if the Ombudsman is satisfied there are reasonable
grounds to investigate the matter under FIPPA (subsection 59(5)).
Complaints on behalf of another
Where a person has a right to make a complaint under FIPPA,
the complaint may be made by another person who is authorized under section 79 of FIPPA to
act on behalf of that person. 1
How and When a Complaint May Be
Made
Complaint
must be in prescribed form
A complaint to the Ombudsman must be made in
the form prescribed by the Access and Privacy Regulation (Manitoba Regulation 64/98 (as
amended)). For a copy of the Complaint Form, click
here.
When complaints
about access must be made
A complaint by a person respecting his or her request for
access to a record under Part 2 of FIPPA must be delivered to the Ombudsman
within 60 days after the person is notified of the decision respecting access by the head
of the public body (subsection 60(2)).
If the head of a public body fails to
respond to a request for access to a record under Part 2 of FIPPA within the
required time, the failure is treated as a decision to refuse access and a complaint must
be made within 120 days after the request for access was made (subsection 60(3)).
Where the head of a public body has
given notice, under section 33 of FIPPA, to a third party whose privacy
or business interests will be affected by the release of a record requested under
Part 2 of FIPPA and the head of the public body decides not to give
access to the record, the person requesting access may make a complaint to the Ombudsman
within 21 days after the notice of refusal is given (subsection 34(5)).
A complaint by a third party respecting a
decision of the head of a public body to give access to a record
affecting the third partys privacy or business interests under
section 34 of FIPPA must be made to the Ombudsman within 21 days after
notice of the head s decision is given (subsection 34(4)).
When complaints
about a failure to correct a record must be made
A complaint about a failure to correct a record where
there has been a request for access to the record must be delivered to the Ombudsman
within 60 days after the person is notified of the decision by the head
not to correct the record (subsection 60)(2)).
When
complaints about collection, use or disclosure of personal information
must be made
There is no time limit in FIPPA for making a complaint to the
Ombudsman about the collection, use or disclosure of personal information
by a public body. However, the Ombudsman may decide not to
investigate the complaint if the Ombudsman is of the opinion that the
length of time that has elapsed since the date the subject matter of the complaint arose
makes an investigation no longer practicable or desirable (clause 63(1)(a)).
Investigation of a Complaint by
the Ombudsman
Ombudsman must notify
others of a complaint
As soon as practicable after receiving a complaint, the Ombudsman
must notify the head of the public body concerned and any other
person who, in the Ombudsmans opinion, is affected by the complaint
(section 61).
Duty of Ombudsman to
investigate a complaint
The Ombudsman is required to investigate a
complaint on receiving it, unless the Ombudsman is of the opinion that:
(i) in the case of a complaint about the collection, use or
disclosure of personal information, the length of time that has elapsed
since the date the subject matter of the complaint arose makes an investigation no longer
practicable or desirable (clause 63(1)(a)); or
(ii) the subject matter of the complaint is trivial (clause
63(1)(b); or
(iii) the complaint is not made in good faith (clause
63(1)(b)); or
(iv) the complaint is frivolous or vexatious (clause
63(1)(b)); or
(v) the circumstances of the complaint do not require
investigation (clause 63(1)(c)).
If the Ombudsman decides not to investigate
a complaint, the Ombudsman must inform the complainant and the head
of the public body of the decision, in writing, and must give reasons
for the decision (subsection 63(2)).
Informal resolution of
a complaint
When investigating a complaint, the Ombudsman
may take any steps the Ombudsman considers appropriate to resolve the
complaint informally to the satisfaction of the parties and in a manner consistent with
the purposes of FIPPA (subsection 62(2)). The purposes of FIPPA are set out in section 2
of the Act.
Representations
to the Ombudsman
Note: The Ombudsman has issued a document entitled
"Suggested Format for Providing Records to the Ombudsman's Office in any
Investigation of a Refused Access Complaint under FIPPA". A copy is included in
Appendix F.
During an investigation, the Ombudsman is
required to give the complainant and the head of the public body
concerned an opportunity to make representations (subsection 64(1)).
The Ombudsman may, but is not required to,
give any other person the Ombudsman has notified of the complaint an
opportunity to make representations (subsection 64(1)).
The Ombudsman may decide whether
representations are to be made orally or in writing (subsection 64(2)). Representations
may be made to the Ombudsman through legal counsel or through an agent
(subsection 64(3)).
No one is entitled to be present during an investigation by
the Ombudsman or to have access to or to comment on representations made
to the Ombudsman by another person (subsection 64(1)).
Time limit for
investigation
The Ombudsmans investigation of a
complaint must be completed, and the Ombudsman must make a report about
the investigation, within 90 days after a complaint is made, unless
(a) the Ombudsman notifies the complainant,
the head of the public body and any other person who has made
representations to the Ombudsman that the Ombudsman is
extending the 90 day period; and
(b) the Ombudsman gives an anticipated date
for providing the report (section 65).
Ombudsmans Report About a
Complaint
On completing an investigation of a complaint, the Ombudsman
is required to prepare a report containing:
(a) the Ombudsmans findings about the
complaint; and
(b) any recommendations the Ombudsman
considers appropriate about the complaint (subsection 66(1)).
The Ombudsman is required to give a copy of
the report to the complainant and the head of the public body
concerned. The Ombudsman may, but is not required to, give a copy of the
report to any other person who has made representations to the Ombudsman
about the complaint (subsection 66(2)).
If the complaint:
(a) relates to the refusal of access to a record or
part of a record under Part 2 of FIPPA, or
(b) is a complaint by a third party who has
been notified of a decision by the head of a public body to give
access to information affecting the privacy or business interests of the third
party,
and the Ombudsman finds the complaint to be
unjustified, the Ombudsmans report must also notify the complainant
or third party of his or her right to appeal the decision to the Manitoba
Court of Queens Bench, and of the time limit for an appeal to court (subsection
66(3)).
Response of the Head
of the Public Body to the Ombudsmans Report
If the report of the Ombudsman after an
investigation of a complaint under FIPPA contains recommendations, the head of the public
body concerned is required to send the Ombudsman a written
response indicating:
(a) that the head accepts the recommendations and
describing any action the head has taken or proposes to take to implement them; or
(b) the reasons why the head refuses to take action to
implement the recommendations (subsection 66(4)).
The heads written response must
be sent to the Ombudsman within 15 days after receiving the Ombudsmans
report containing recommendations (subsection 66(4)).
The Ombudsman is required to notify the
complainant about the head s response "without delay" (subsection
66(5)).
If the head of a public body accepts the
recommendations in a report of the Ombudsman under FIPPA, the head
must comply with the recommendations:
(a) within 15 days of acceptance, if the complaint is about
access, correction of a record or disclosure of personal information
about a deceased individual to a relative;
(b) within 45 days in any other case (for example, in the
case of a complaint that personal information has been collected, used or
disclosed in violation of Part 3 of FIPPA); or
(c) within such longer period of time as the Ombudsman
considers reasonable (subsection 66(6)).
If the head of a public body refuses to
take any action on any of the recommendations in a report of the Ombudsman
about a complaint, and
(a) the complaint is about a refusal of access to a record
or part of a record, or
(b) the complaint is by a third party who has been notified
of a decision by the head of a public body to give access to
information affecting the privacy or business interests of the third party,
the Ombudsman is required to inform the
complainant:
(i) that the complainant may appeal the decision of the head
to the Manitoba Court of Queens Bench and of the time limit for the appeal; and
(ii) if the Ombudsman so chooses, that the Ombudsman
intends to appeal the decision to the court (subsection 66(5)).
Appeals to Court
[Sections 67 to 74]
Who May Appeal to the Court and
What Decisions May Be Appealed
The following persons may appeal a decision of a head
of a public body under FIPPA to the Manitoba Court of Queens
Bench, if the person has first made a complaint to the Ombudsman about
the decision and the Ombudsman has provided a report:
(i) a person who has been refused access to a record
or part of a record under subsection 8(1) in Part 2 of FIPPA (Access to
information) may appeal the refusal of access to the court (clause 67(1)(a));
(ii) a person who is a third party notified
under section 33 of Part 2 of FIPPA of a decision by the head of a public
body to give access to information which, if disclosed, would unreasonably invade
the privacy of the third party as described in section 17 of FIPPA may
appeal the decision to give access to the court (clause 67(1)(b));
(iii) a person who is a third party notified
under section 33 of Part 2 of FIPPA of a decision by the head of a public
body to give access to information which would affect the business interests of the
third party as described in the exceptions to disclosure in section 18 of
FIPPA may appeal the decision to give access to the court (clause 67(1)(b)).
The Ombudsman may appeal a decision to
refuse access to a record, or part of a record, or a public body's
decision to give an applicant access to third party information in a record, to the
Manitoba Court of Queens Bench, if:
(a) the Ombudsman has obtained the consent
of the person who has the right of appeal (subsection 68(1)); and
(b) the Ombudsman is of the opinion that the
decision raises a significant issue of statutory interpretation or that an appeal is
otherwise clearly in the public interest (subsection 68(3)).
Where a complainant has appealed to the court, the Ombudsman
has the right to intervene as a party to an appeal of a decision to refuse access or a
decision to give access to third party information in a record if
the Ombudsman is of the opinion that the decision raises a significant
issue of statutory interpretation or that an appeal is otherwise clearly in the public
interest (subsection 68(2) and 68(3)).
There is no appeal to court respecting a complaint about the
collection, use or disclosure of personal information by a public body
under FIPPA.
When and How an Appeal is Commenced
If a person has the right to appeal a decision under FIPPA to
the Manitoba Court of Queens Bench, the appeal may be made by filing an application
with the court:
(a) within 30 days after the person received the Ombudsmans
report on an investigation; or
(b) within 30 days after the person received a notice from
the Ombudsman about the head s response to the Ombudsmans
report; or
(c) within such longer period of time as the court may allow
in special circumstances (subsection 67(3)).
The application must name the head of the public
body involved in the complaint as the respondent to the appeal. For example, if the
complaint involved the Manitoba Department of Justice, the "Minister of Justice and
Attorney General", and not the Government of Manitoba, would be named as the
respondent (subsection 67(4)).
The person appealing is required to serve a copy of the
application, within 15 days of filing it in court:
(a) on the head of the public body
concerned in the appeal;
(b) on the Ombudsman; and
(c) in the case of an appeal brought by a third party
notified of a decision to give access to a record, on the person requesting access
(subsection 67(5)).
If it is the Ombudsman who is appealing the
decision of the head of a public body, the Ombudsman
is required to serve a copy of the application within 15 days of filing it in court on:
(a) the head of the public body
concerned in the appeal; and
(b) the person requesting access, if he or she is not the
person who has consented to the Ombudsman bringing the appeal (subsection
68(4)).
For example, where a decision has been made to disclose a record
containing information affecting a third party to an applicant for
access under Part 2 of FIPPA, and the third party is notified of this
decision, it is the third party who has the right of appeal. If the third
party consents to the Ombudsman bringing the appeal, the Ombudsman
must notify the applicant for access of the appeal and the head of
the public body.
The Hearing of the Appeal
The Manitoba Court of Queens Bench is required to
consider an appeal under FIPPA as a new matter (section 69). This means that the court
will hear evidence, and is not restricted to the evidence which was produced before the Ombudsman.
The court may hear evidence by affidavit (section 69).
In general, if an appeal relates to a decision by the head
of a public body to refuse to give an applicant access to all or part
of a record, it is up to the head to prove that the applicant has no
right of access to the record or part of the record - that is, the head
has the "burden of proving" that the refusal of access is justified
(subsection 70(1)). There are two exceptions to this general rule:
(i) If the appeal relates to a decision to give access to a record
or part of a record containing personal information about a third
party, it is up to the applicant requesting access to prove that
disclosure of the information would not be an unreasonable invasion of the third
partys privacy. In this situation, the "burden of proof" is on
the applicant requesting access (subsection 70(2)).
(ii) If the appeal relates to a decision to give access to a record
or part of a record containing information about a third party that is not personal
information (for example, a trade secret of a third party), it is
up to the third party to prove that the applicant does not have a
right of access to the record or part of the record. In this situation, the
"burden of proof" is on the affected third party (subsection
70(3)).
Court May Order Production of records
for Examination
Despite any other statute or regulation, or any privilege of
the law of evidence, the court may order production of any record in the custody or
under the control of a public body for examination by the court for the
purpose of an appeal under FIPPA (section 71).
However, on an appeal under FIPPA, the court is required to
take every reasonable precaution:
(a) to avoid disclosure of any information the head of
a public body is authorized or required to refuse to disclose under Part 2
of FIPPA (clause 72(a)); and
(b) to avoid disclosure as to whether information exists, if
the head of a public body is authorized to refuse to confirm or deny
that the information exists under subsection 12(2) of FIPPA (clause 72(b)).
Reasonable precautions which the court can take to avoid
disclosure of such information include:
(i) receiving representations from one party to the appeal in
the absence of the other parties (receiving representations "ex parte");
(ii) conducting hearings in private;
(iii) examining records in private; etc.
(section 72).
Powers of the Court on Appeal
On hearing an appeal under FIPPA, the court may:
(a) if the court determines that the head of the public
body is authorized or required to refuse access to a record under Part 2, dismiss
the appeal; or
(b) if the court determines that the head is not
authorized or required to refuse access to all or part of a record under Part 2,
(i) order the head to give the applicant access
to all or part of the record, and
(ii) make any other order that the court considers
appropriate (subsection 73(1)).
If the court finds that a record or part of a record
falls within an exception to disclosure under Part 2, the court can not order the head
to give the applicant access to that record or part of it, regardless of
whether the exception requires or merely authorizes the head to refuse access
(subsection 73(2)). For example, where the record falls within a discretionary
exception to disclosure and the head has properly exercised his or her discretion
to refuse access, the court cannot order disclosure of the record.
A decision of the Manitoba Court of Queens Bench on an
appeal under Part 5 of FIPPA is final and binding and there is no appeal from this
decision (section 74).
1. For a
discussion of section 79, see "Exercising Rights on Behalf of Another" in
Chapter 2. back
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